KTS and Associates Company Secretaries

Secretarial

Services

ACTIVITIES, SERVICES & EXPERIENCE

Fundraising Services

Raising capital is a crucial phase in a company’s growth journey. We provide complete advisory and compliance support for Fund Raise via private placement, Right issue, Bonus Issue, ESOP etc of securities, enabling companies to attract strategic investments while adhering to legal and regulatory frameworks

1. Issue of CCPS (Compulsorily Convertible Preference Shares)

  • Ideal for startups and VC-backed companies.
  • Combines equity-like features with investor protection.
  • Full support in valuation, shareholder agreements, and filing Forms with various Regulators

2. Issue of Debentures

  • Structured debt instruments to raise long-term capital.
  • We assist in both secured and unsecured debenture issuance and compliance under Companies Act and SEBI (if applicable).

 

3. Equity Shares (Private Placement / Rights Issue)

  • Advisory on issuing fresh equity to promoters, investors, or strategic partners.
  • Drafting of private placement offers (PAS-4), board/shareholder resolutions, and regulatory filings.

4. ESOPs & RSUs (Employee Stock Options & Restricted Stock Units)

  • Design, drafting, and implementation of ESOP/RSU plans to attract and retain key talent.
  • Filing of Forms, board approvals, and employee communications included.

5. Sweat Equity Shares

  • Issuance of equity to founders, employees, or directors in exchange for intellectual property, know-how, or services.
  • Compliance with Section 54 of the Companies Act, including valuation and disclosures.

     

6. Bonus Shares

  • Issue of fully paid-up bonus shares out of free reserves or securities premium.
  • Preparation of board/shareholder resolutions and filing Forms
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